Benjamin W. Wong, CFP®, AIF®, MBA, President, Senior Financial Advisor
Viewpoint - Pleasanton
Since 1983, I have enjoyed seeing clients find security and a feeling of success in their financial lives from my efforts and those of my colleagues. We help them find comfort in a sometimes very scary part of their lives—their finances. Most of us know how to make money in our professions, but very few of us are equipped to manage that wealth, positioning ourselves favorably now and into the future.
I have been an independent investment advisor and registered principal for 34 years. I served on the board of directors for an independent regional broker/dealer for 8 years, which helped me develop a strong sense of the industry and gave me experience in working in a directional decision-making team.
In spite of my role as business owner, my time at work is primarily spent with clients, as their financial planner, investment advisor, and confidant.
I find a lot of release and freedom in playing my bass, whether for live performance or recording. I enjoy my family and friends, especially over a meal and a glass of wine. I run and golf when I have time.
CERTIFIED FINANCIAL PLANNER™ Professional
Accredited Investment Fiduciary®
MBA and BS, Finance, California State University, Hayward
FINRA Series 7, 24, 51 and 63 registrations held through Commonwealth Financial Network
*Included in the 2019 Financial Times Top 400 List
**2018 Five Star Wealth Manager Award
CA Insurance License #0659837
7011 Koll Center Parkway Suite 260, Pleasanton CA 94566 | 925-227-8858 | firstname.lastname@example.org
*The Financial Times 400 Top Financial Advisors is an independent listing produced annually by the Financial Times (March 2018). The FT 400 is based on data gathered from advisors, broker-dealer home offices, regulatory disclosures, and the FT’s research. The listing reflects each advisor’s status in six primary areas: assets under management (AUM), asset growth, compliance record, experience, credentials and online accessibility. This award does not evaluate the quality of services provided to clients and is not indicative of this advisor’s future performance. Neither the brokerages nor the advisors pay a fee to the Financial Times in exchange for inclusion in the FT 400.
**Based on 10 objective eligibility and evaluation criteria, including a minimum of 5 years as an active credentialed financial professional, favorable regulatory and complaint history, accepts new clients, client retention rates, client assets administered, education, and professional designations. 948 San Francisco East Bay wealth managers were considered for the award; 181 (19 percent of candidates) were named 2017 Five Star Wealth Managers. These awards are not indicative of the wealth managers' future performance. Your experiences may vary. For more information, please visit www.fivestarprofessional.com